AI Compliance for Regulated Organizations

Ensure your use of AI meets regulatory expectations and does not expose your organization to audit, enforcement, or reputational risk.

Request an AI Compliance Assessment

AI Is Already in Your Organization. Most of It Is Not Controlled.

AI tools are being used across business units without formal approval, documentation, or oversight. Employees are using generative AI, automation tools, and third-party platforms in ways that are not reflected in existing policies or controls. Most organizations do not have a clear inventory of AI usage, and existing compliance frameworks were not designed to address AI-specific risks.

This creates exposure in three areas:

Regulatory compliance gaps
Data handling and privacy risks
Lack of audit-ready documentation

We Identify, Align, and Document Your AI Compliance Posture

We work with compliance, risk, and technology teams to assess how AI is being used and align that usage with regulatory expectations and internal policies.

Identify and classify AI usage across the organization
Map AI usage to applicable regulations and internal policies
Perform compliance gap analysis
Define required controls and governance measures
Prepare documentation suitable for audit and regulatory review

Clear, Defensible Outputs You Can Use Immediately

You receive structured deliverables that can be used internally and presented to regulators, auditors, and leadership.

AI Compliance Assessment Report
AI Usage Inventory and Classification
Compliance Gap Analysis
Updated Policy and Control Recommendations
Audit-Ready Documentation Package

Designed for Regulated Organizations

This service is built for organizations that operate under regulatory oversight and need to ensure AI is deployed responsibly and defensibly.

Financial services firms
Healthcare organizations
Insurance companies
Any organization subject to regulatory examination

Regulators Are Already Focused on AI

Regulatory bodies are increasing scrutiny on AI usage, especially in areas involving customer data, decision-making, and third-party tools.

Organizations are expected to:

Understand where AI is being used
Assess associated risks
Implement appropriate controls
Maintain clear documentation

Failure to do so can result in findings, remediation requirements, or enforcement actions.

Start With a Clear View of Your Exposure

If AI is being used anywhere in your organization, you need to understand the compliance implications. We provide a structured assessment that identifies risk and gives you a clear path forward.

Request an AI Compliance Assessment

Frequently Asked Questions

What is AI compliance?

AI compliance refers to the process of ensuring that an organization's use of artificial intelligence meets applicable laws, regulations, and industry standards. This includes data privacy requirements, fairness and bias standards, transparency obligations, and sector-specific rules from regulators like the OCC, FFIEC, SEC, and FTC.

Who needs AI compliance consulting?

Any organization deploying AI in regulated industries—financial services, healthcare, insurance, government contracting—needs AI compliance support. Even non-regulated businesses face growing liability from AI-driven decisions in hiring, lending, customer service, and marketing.

What regulations govern AI use in the United States?

While there is no single federal AI law, multiple frameworks apply: Executive Order 14110, NIST AI RMF, OCC/FFIEC guidance for financial institutions, FTC enforcement on algorithmic fairness, state-level AI laws (Colorado, Illinois), and sector-specific regulations like HIPAA for healthcare AI.

How much does AI compliance consulting cost?

Costs vary based on organizational complexity, number of AI systems, and regulatory requirements. Engagements typically range from focused gap assessments to comprehensive governance program implementations. We offer a complimentary AI readiness assessment to help scope the right level of engagement.

Keep Going